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Schwab Wealth Advisory, Inc. CRD 159035
168,774 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-03-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 06/2015 | 11/2020 |
| Tiaa | Denver | CO | 06/2015 | 11/2020 |
| Schwab Wealth Advisory Inc | Lone Tree | CO | 02/2021 | Present |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 02/2021 | Present |
1) 7492 S Fillmore Cir | Investment Related:No|Hotels/Lodging|Landlord|7/11/2021|20-40|0|Short term rental for primary residence (VRBO, AirBnB type rental).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-21 |
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