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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-15
  • TX RA
    APPROVED
    Since 2023-08-15

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Group St Paul MN 06/2015 11/2016
Minnesota Life Insurance Co St Paul MN 06/2015 11/2016
Martin Financial Group Tyler TX 06/2015 11/2016
Lincoln Investment Fort Washington PA 01/2017 03/2017
Wealth Planning Advisors Tyler TX 01/2017 03/2017
Td Ameritrade Southlake TX 04/2021 06/2024
Unemployed Alba TX 05/2020 03/2021
Horizontal Wireline Services Midland TX 10/2018 04/2020
Unemployed Tyler TX 05/2018 09/2018
Southside Bank Tyler TX 04/2017 04/2018
Charles Schwab And Co., Inc. Omaha NE 06/2023 Present
  • 06/2015 → 11/2016
    Securian Financial Group
    St Paul, MN
  • 06/2015 → 11/2016
    Minnesota Life Insurance Co
    St Paul, MN
  • 06/2015 → 11/2016
    Martin Financial Group
    Tyler, TX
  • 01/2017 → 03/2017
    Fort Washington, PA
  • 01/2017 → 03/2017
    Wealth Planning Advisors
    Tyler, TX
  • 04/2021 → 06/2024
    Td Ameritrade
    Southlake, TX
  • 05/2020 → 03/2021
    Unemployed
    Alba, TX
  • 10/2018 → 04/2020
    Horizontal Wireline Services
    Midland, TX
  • 05/2018 → 09/2018
    Unemployed
    Tyler, TX
  • 04/2017 → 04/2018
    Southside Bank
    Tyler, TX
  • 06/2023 → Present
    Charles Schwab And Co., Inc.
    Omaha, NE
Previous Registrations
  • 2022-11-10 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Southlake, TX
    Westlake, TX
  • 2017-01-11 → 2017-03-31
    Tyler, TX
    Fort Washington, PA
  • 2017-01-11 → 2017-03-31
    Tyler, TX
  • 2016-03-25 → 2016-11-29
    Securian Financial Services, Inc.
    Tyler, TX
Other Businesses

1) Amway | Investment Related:No|Food/Beverage Production|Independent Business Owner|8/1/2022|Less than 20|1|Sharing food and beverage products with friends and family.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-08
S63 Uniform Securities Agent State Law Examination 2021-07-27
  • S66 Uniform Combined State Law Examination
    2022-11-08
  • S63 Uniform Securities Agent State Law Examination
    2021-07-27
Other Names
  • Kindel Ross Burkett
  • Kindel R. Burkett

View on SEC IAPD

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