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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Group | St Paul | MN | 06/2015 | 11/2016 |
| Minnesota Life Insurance Co | St Paul | MN | 06/2015 | 11/2016 |
| Martin Financial Group | Tyler | TX | 06/2015 | 11/2016 |
| Lincoln Investment | Fort Washington | PA | 01/2017 | 03/2017 |
| Wealth Planning Advisors | Tyler | TX | 01/2017 | 03/2017 |
| Td Ameritrade | Southlake | TX | 04/2021 | 06/2024 |
| Unemployed | Alba | TX | 05/2020 | 03/2021 |
| Horizontal Wireline Services | Midland | TX | 10/2018 | 04/2020 |
| Unemployed | Tyler | TX | 05/2018 | 09/2018 |
| Southside Bank | Tyler | TX | 04/2017 | 04/2018 |
| Charles Schwab And Co., Inc. | Omaha | NE | 06/2023 | Present |
1) Amway | Investment Related:No|Food/Beverage Production|Independent Business Owner|8/1/2022|Less than 20|1|Sharing food and beverage products with friends and family.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-27 |
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