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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-08 |
| NE | RA | APPROVED | 2016-01-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Lincoln | NE | 06/2015 | Present |
| Principal Securities, Inc. | Lincoln | NE | 06/2015 | Present |
| Midland Financial | Lincoln | NE | 06/2021 | 01/2025 |
| Midlands Fianacial | Lincoln | NE | 06/2021 | 01/2025 |
| Arkway Wealth | Lincoln | NE | 01/2025 | Present |
**Complete Vending, vending machine company, 9/18/15. **J.A.M. Investments, owns rental property, 9/24/15. **Fixed Insurance; Life, DI, LTC, Annuities; 09/28/16 **INDIV. AND GROUP INSURANCE POSITION: Financial Advisor NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/16/2015 ADDRESS: 1128 LINCOLN MALL, SUITE 200, Lincoln NE 68508, United States DESCRIPTION: Fixed insurance: individual health, dental, vision, Medicare Supplements, and critical illness Group Insurance: worksite products (accident and critical illness), health insurance, and other group products (life, dental, vision, long and short-term disability) **ARKWAY WEALTH (DBA) POSITION: Financial Advisor, Register Rep NATURE: Business Consulting, DI/A&H, Fee-based planning, Financial Strategies/Needs Analysis, Group/Health Insurance, Life Insurance/Annuities, Mutual Funds/Securities.VA/VL, INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/28/2025 ADDRESS: 5959 N 19th St, Lincoln NE 68521, United States DESCRIPTION: DBA marketing name.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-23 |
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