Best Investors Account Sign in

Amy Cooke

Charles Schwab & Co., Inc.

Lone Tree, CO

Basking Ridge, NJ

CRD 4869342

Claim This Profile
Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-07-01
  • NJ RA
    APPROVED
    Since 2026-07-01

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Basking Ridge, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Summit NJ 06/2014 11/2016
Wells Fargo Clearing Services, Llc Summit NJ 11/2016 12/2025
Unemployed Basking Ridge NJ 01/2026 05/2026
Charles Schwab & Co., Inc. Westlake TX 06/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-23
S63 Uniform Securities Agent State Law Examination 2005-10-17
  • S66 Uniform Combined State Law Examination
    2014-10-23
  • S63 Uniform Securities Agent State Law Examination
    2005-10-17
Other Names
  • Amy E. Pidgeon
  • Amy P Cooke
  • Amy Pidgeon Cooke

View on SEC IAPD

More in Lone Tree, CO

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor