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Todd Martin Cody

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New Haven, CT

Old Saybrook, CT

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-05-18
CT RA APPROVED 2016-03-14
  • TX RA
    APPROVED
    Since 2017-05-18
  • CT RA
    APPROVED
    Since 2016-03-14

Branch Locations

157 Church St, New Haven, CT 06510 • United States

Old Saybrook, CT • United States

One Bryant Park Division - Northeast, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 07/2004 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-11
  • S66 Uniform Combined State Law Examination
    2016-03-11
Other Names
  • Todd M Cody

View on SEC IAPD

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