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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-07-25 |
| CA | RA | APPROVED | 2015-10-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Oakland | CA | 09/2015 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oakland | CA | 06/2015 | Present |
I*129374 For profit or not for profit: For-Profit Organization Name of outside business organization: Uber Investment related: N Address of business: Oakland, California 94621 Nature of business: Corporation, Position, title, association: Part-Time, Start date of relationship: 1/28/2020 Number of hours devoted: 40 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Taxi Driver I*1886302 Entity Type, Name of OBA: Marriage Agency Address: pachecoCalifornia94553 Investment Related: No Position, Title, Association: Owner Employee Start Date: 07/01/2024 No Hours: 10 No Hours during trading: 0 Duties: helps single people to find marriage partner.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-13 |
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