Stephen John Ferencik

Employer firm

Arkadios Wealth Advisors CRD 288863

$8.79B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 03/2021
  Acg Wealth, Inc.
  Atlanta, GA
• 01/2011 → 01/2017
  Triad Advisors Inc
  Norcross, GA
• 01/2017 → Present
  Arkadios Capital
  Atlanta, GA
• 04/2020 → Present
  Arkadios Wealth Advisors
  Atlanta, GA

Previous Registrations

• 2010-08-27 → 2021-03-22
  Acg Wealth Inc.
  Atlanta, GA
• 2005-09-30 → 2010-03-05
  Ubs Financial Services Inc.
  Atlanta, GA
  Atlanta, GA
• 2003-02-25 → 2005-10-04
  Morgan Stanley Dw Inc.
  Atlanta, GA

Other Businesses

1) SJF CAPITAL LLC; NOT INVESTMENT RELATED; 3333 PIEDMONT RD NE, ATLANTA, GA 30305; TAX PURPOSES; PRESIDENT; 7/8/2010; 0 HRS/MONTH; 0 HRS DURING TRADING;N/A

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-31
• S63 Uniform Securities Agent State Law Examination
  1998-12-03

Other Names

• Stephen John Ferencilz
• Stephen John Ferencik