Michael C. Grausam

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2004 → 11/2019
  J.P. Morgan Securities Inc.
  New York, NY
• 06/2004 → 11/2019
  Jpmorgan Chase Bank
  New York, NY
• 11/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
• 01/2020 → Present
  Bank Of America, N.A.
  Miami, FL

Other Businesses

I*128685 For profit or not for profit: Non-Profit Organization Name of outside business organization: Key Biscayne Community Foundation Investment related: N Address of business: Key Biscayne, Florida 33149 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 1/1/2014 Number of hours devoted: 3 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Mission is to enable, facilitate, and empower residents to make a positive difference in the local, greater, and global community through programs, grant making, fiscal scholarship, and community leadership.

Exams

• S66 Uniform Combined State Law Examination
  2019-11-27
• S63 Uniform Securities Agent State Law Examination
  2006-08-05

Other Names

• Michael C. Grausam
• Michael Christian Grausam