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Shorewood, IL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-11-12 |
| CT | RA | APPROVED | 2024-07-18 |
| NH | RA | APPROVED | 2024-07-18 |
| RI | RA | APPROVED | 2024-06-28 |
Branch Locations
42 Weybosset Street, Penthouse, Providence, RI 02903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 06/2015 | 01/2019 |
| Kestra Financial Inc | Providence | RI | 01/2019 | 04/2019 |
| Lpl Financial, Llc | Providence | RI | 04/2019 | Present |
| Global Retirement Partners, Llc | Providence | RI | 04/2019 | 06/2024 |
| Wellth Advisory Services, Llc | Providence | RI | 06/2024 | Present |
1. 10/01/2015 - STRATEGIC RETIREMENT PARTNERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED / 0%/ SHOREWOOD, IL 2. 04/01/2019 - SRP HOLDINGS GROUP LLC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ INVESTMENT RELATED/ 0%/ SHOREWOOD, IL 3. 10/01/2015 - SRP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ SHOREWOOD, IL 4. 4/5/2019 - Global Retirement Partners - DBA: Strategic Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 10/2015 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Strategic Retirement Partners, an independent investment advisor firm. I started this business activity in 10/2015. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. TERMED 6/2024 5. 4/15/2019 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR. Termed 6/2024 6. 4/15/2019 - Global Retirement Partners - DBA: SRP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 10/2015. Termed 6/2024 7. 09/29/2023 - NICOLS MEN'S TENNIS PROGRAM - Other - Coach - Assistant Coach - Not Investment Related - Dudley, MA - Start Date 09/14/2023 - 16 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-04 |
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