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6210 Ardrey Kell Road Ste 300, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-07-09 |
Branch Locations
6210 Ardrey Kell Road Ste 300, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Charlotte | NC | 06/2015 | 03/2017 |
| Brighthouse Securities, Llc | Charlotte | NC | 03/2017 | 03/2019 |
| Horizon Investments Llc | Charlotte | NC | 04/2019 | Present |
| Quasar Distributors Llc | Milwaukee | WI | 04/2019 | Present |
1.) Horizon Investments; Charlotte, NC; Investment related; Started 04/01/2019; Manager and Wholesaler; Director, Internal Distribution; manager for internal sales team and hold dual responsibilities to provide internal sales support to our west coast external wholesaler; 160 hours per month with 0 hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-21 |
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