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Teesha M. Quartey

Ubs Financial Services Inc.

Chicago, IL

CRD 4869300

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-12-18
  • IL RA
    APPROVED
    Since 2025-12-18

Branch Locations

One North Wacker Drive, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Chicago IL 10/2025 Present
Northern Trust Chicago IL 04/2017 04/2025
New York Life New York IL 06/2011 04/2017
Unemployeed Chicago IL 05/2025 10/2025
  • 10/2025 → Present
    Ubs Financial Services, Inc
    Chicago, IL
  • 04/2017 → 04/2025
    Northern Trust
    Chicago, IL
  • 06/2011 → 04/2017
    New York Life
    New York, IL
  • 05/2025 → 10/2025
    Unemployeed
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-17
S63 Uniform Securities Agent State Law Examination 2004-12-29
  • S66 Uniform Combined State Law Examination
    2025-12-17
  • S63 Uniform Securities Agent State Law Examination
    2004-12-29
Other Names
  • Teesha M. Block
  • Teesha Block
  • Teesha Marie Quartey

View on SEC IAPD

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Nearby Investors

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HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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