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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-12-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc | Chicago | IL | 10/2025 | Present |
| Northern Trust | Chicago | IL | 04/2017 | 04/2025 |
| New York Life | New York | IL | 06/2011 | 04/2017 |
| Unemployeed | Chicago | IL | 05/2025 | 10/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-29 |
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