Christopher Sean Cazalas

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 04/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
• 07/2010 → Present
  Congressional Information Bureau
  Jacksonville, FL
• 05/2017 → 04/2022
  Bank Of America, N.A.
  Jacksonville, FL
• 04/2022 → 02/2025
  Gwfs Equities, Inc
  Greenwood Village, CO
• 04/2022 → 02/2025
  Advised Assets Group, Llc
  Greenwood Village, CO
• 04/2025 → Present
  Transamerica Investors Securities, Llc
  Jacksonville, FL
• 04/2025 → Present
  Transamerica Life Insurance Company
  Jacksonville, FL

Previous Registrations

• 2022-05-10 → 2025-02-13
  Empower Advisory Group, Llc
  Jacksonville, FL
  Greenwood Village, CO
• 2017-05-23 → 2022-04-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
  Jacksonville, FL

Other Businesses

I AM THE OWNER AND PRESIDENT OF THE CONGRESSIONAL INFORMATION BUREAU. IT IS NOT AN INVESTMENT-RELATED BUSINESS. I HAVE BEEN THE OWNER OF THE COMPANY SINCE JULY 2010. WE PUBLISH A DAILY NEWSLETTER DEDICATED TO THE MARITIME INDUSTRY VIA E-MAIL SUBSCRIPTION. I RESEARCH TOPICS AND WRITE ARTICLES FOR THE NEWSLETTER. I WORK UP TO 15 HOURS PER WEEK ON THE NEWSLETTER, NONE OF WHICH ARE DURING TRADING HOURS. THE ADDRESS OF THE BUSINESS IS 4263 Losco Rd. Suite 1412 Jacksonville, FL. 32257 I*82500 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CONGRESSIONAL INFORMATION BUREAU INC. INVESTMENT RELATED: N ADDRESS OF BUSINESS: 4263 Losco Rd. Suite 1412 JACKSONVILLE, FLORIDA 32257 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 7/12/2010 NUMBER OF HOURS DEVOTED: 60 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: WE PUBLISH A DAILY NEWSLETTER REGARDING THE MARITIME INDUSTRY TO OUR SUBSCRIBERS VIA E-MAIL. I GATHER INFORMATION AND WRITE ARTICLES FOR THE NEWSLETTER

Exams

• S66 Uniform Combined State Law Examination
  2017-06-08
• S63 Uniform Securities Agent State Law Examination
  2015-12-18

Other Names

• Christopher S Cazalas