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Theresa L Sondgroth

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palo Alto, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-07-24
CA RA APPROVED 2018-07-03
  • TX RA
    APPROVED
    Since 2018-07-24
  • CA RA
    APPROVED
    Since 2018-07-03

Branch Locations

3075A Hansen Way, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Menlo Park CA 06/2015 Present
Rubin Family Portola Valley CA 09/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-02
  • S66 Uniform Combined State Law Examination
    2018-07-02

View on SEC IAPD

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