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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-02-03 |
Branch Locations
4340 Von Karman Ave Suite 101, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dcvu Photography | Los Angeles | CA | 09/2014 | Present |
| Ubs Private Wealth Management | Los Angeles | CA | 08/2015 | 11/2016 |
| Ubs Financial Services Inc. | Newport Beach | CA | 11/2016 | 01/2021 |
| Wells Fargo Advisors Financial Network, Lcc | Newport Beach | CA | 01/2021 | Present |
DCVU PHOTOGRAPHY; NOT INV RELATED; SANTA ANA, CA; 100% OWNERSHIP; START 1/1/2014; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; PHOTOGRAPHY BUSINESS. PEKU CALIFORNIA CHICKEN; NOT INV RELATED; CALLE MANUEL LOPEZ COTILLA, COLOMBIA; 2% OWNERSHIP; START 3/1/2017; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; CHICKEN RESTAURANT. RENTAL PROPERTY; INV RELATED; LONG BEACH, CA; 100% OWNERSHIP; START 2/1/2017; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; OWNER. DDMP RENTAL PROPERTIES, LLC; INV RELATED; SCOTTSDALE, AZ; 25% OWNERSHIP; START 12/1/2020; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; HOLDS RENTAL PROPERTIES. TOPLINE BEAUTY COLLEGE, NOT INV RELATED, SANTA ANA, CA, 5% OWNERSHIP, START 6/1/2024, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, PASSIVE INVESTOR.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-04 |
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