Rachel Ann Vega

Employer firm

Mariner Independent CRD 305418

$7.34B regulatory AUM 47 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2022 → Present
  Mariner Wealth Advisors
  Los Angeles, CA
• 05/2022 → Present
  Mariner Platform Solutions
  Los Angeles, CA
• 08/2021 → 04/2022
  Northern Trust
  Miami, FL
• 04/2019 → 07/2021
  Northern Trust
  Greenwich, CT
• 06/2017 → 08/2017
  Hsbc
  New York, NY
• 08/2014 → 05/2018
  Cornell University
  Ithaca, NY
• 06/2018 → 03/2019
  Unemployed
  Pleasantville, NY

Previous Registrations

• 2022-06-02 → 2022-06-07
  Mariner
  Los Angeles, CA

Other Businesses

The Foundation for Financial Planning; investment related; West Palm Beach, FL; pro bono planner; start date 8/1/25; 2 hours /month, 0 during trading hours; non-profit / charity

Designations

• Certified Financial Planner