Best Investors Account Sign in

Brent Alan Swanberg

Charles Schwab & Co., Inc.

Lone Tree, CO

CRD 6513789

Claim This Profile
Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-08
CO RA APPROVED 2016-11-15
  • TX RA
    APPROVED_RES
    Since 2020-01-08
  • CO RA
    APPROVED
    Since 2016-11-15

Branch Locations

9899 Schwab Way Suite 100, Lone Tree, CO 80124-5377 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 06/2016 Present
Charles Schwab Bank Lone Tree CO 11/2017 Present
Other Businesses

1) Valor Christian High School | Investment Related:No|3775 Grace Blvd|Highlands Ranch|CO|80126|USA|Education|Assistant Track and Field Coach|2/28/2018|Less than 20|0|High Jump Coach

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-15
  • S66 Uniform Combined State Law Examination
    2016-11-15
Other Names
  • Brent Swanberg

View on SEC IAPD

More in Lone Tree, CO

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor