Wesley Charles Sullivan

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 11/2018
  The Leaders Group Inc
  Littleton, CO
• 01/2015 → 11/2018
  Strategic Financial Mgmt
  Evans, GA
• 09/2018 → Present
  Cwm, Llc
  Omaha, NE
• 11/2018 → 11/2019
  Cetera Advisor Networks
  El Segundo, CA
• 11/2014 → 01/2024
  Strategic Financial Management, Llc
  Augusta, GA
• 01/2024 → Present
  Strategic Financial Management, Llc
  Augusta, GA

Previous Registrations

• 2018-11-13 → 2019-11-07
  Cetera Wealth Services, Llc
  Augusta, GA
• 2017-01-20 → 2018-11-13
  Tlg Advisors, Inc.
  Evans, GA
  Summit, NJ
  Augusta, GA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 9/2018 APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES, AND LONG-TERM CARE 2. NAME OF BUSINESS: Fitzgerald and Sullivan Real Estate, LLC NATURE: Real Estate START: 1/11/2023 POSITION: Organizer APPX. HRS/MONTH: 1 % APPX HRS/MONTH DURING TRADING HOURS: 1 DUTIES: Help collect rent and write checks to partners 3. NAME OF BUSINESS: Wesley C. Sullivan, LLC NATURE: Holding Company START: 1/1/2021 POSITION: Owner APPX. HRS/MONTH: 160 % APPX HRS/MONTH DURING TRADING HOURS: 100 DUTIES: Advisor and Strategist along with managing staff 4. NAME OF BUSINESS: Fitzgerald and Sullivan Real Estate, LLC NATURE: Real Estate START: 1/11/2023 POSITION: Organizer APPX. HRS/MONTH: 1 % APPX HRS/MONTH DURING TRADING HOURS: 1 DUTIES: Help collect rent and write checks to partners

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-12-08
• S63 Uniform Securities Agent State Law Examination
  2015-11-23

Designations

• Chartered Financial Consultant

Other Names

• Wes Charles Sullivan