Curtis Caine Shirey

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 07/2021
  Waddell & Reed, Inc.
  Tigard, OR
• 05/2016 → 07/2021
  Various Insurance Carriers For W & R Insurance Agencies
  Portland, OR
• 06/2017 → 11/2019
  Rex Putnam High School
  Milwaukie, OR
• 10/2017 → 11/2019
  Curtis Shirey
  Portland, OR
• 01/2020 → 07/2021
  Rotary Club Of Portland
  Portland, OR
• 04/2021 → 07/2021
  Scs Group Llc
  Tigard, OR
• 05/2021 → 07/2021
  Rotary Club Of Portland
  Portland, OR
• 07/2021 → Present
  Lpl Financial Llc
  Tigard, OR

Previous Registrations

• 2016-07-01 → 2021-07-21
  Waddell & Reed
  Lake Oswego, OR
  Seattle, WA
  Tigard, OR
  Tigard, OR

Other Businesses

1) 7/2021 - Non-Variable Insurance - Curtis Shirey - Investment Related - Tigard, OR 97223 2) 7/2021 - DBA for LPL Business (entity for LPL business) - Aspasia Wealth Management - Investment Related - Tigard, OR 97223 3) 11/2/2021 - Associates of Clifton Park - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 10/27/2021 - 1 Hour Per Month During Securities Trading. 4) 12/19/2022 - SCS Group LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 04/14/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 5) 01/22/2026 - Curtis Shirey - Business Owner - Communication Coach - Not Investment Related - Home Based - Start Date 02/01/2026 - 0 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-06-27
• S63 Uniform Securities Agent State Law Examination
  2015-07-28

Designations

• Certified Financial Planner