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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-07
VA RA APPROVED 2023-08-10
  • TX RA
    APPROVED
    Since 2025-04-07
  • VA RA
    APPROVED
    Since 2023-08-10

Branch Locations

130 Wylderose Dr, Midlothian, VA 23113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St. Paul MN 02/2019 08/2023
Minnesota Life Insurance Company St. Paul MN 01/2019 08/2023
Virginia Asset Management Midlothian VA 01/2019 Present
Virginia Asset Management Midlothian VA 11/2018 01/2019
Early Bird Biscuit Company Richmond VA 04/2018 11/2018
Hebei University Baoding, Hebei 09/2016 04/2018
Virginia Tech Blacksburg VA 08/2012 09/2016
Securian Financial Services Inc St. Paul MN 01/2019 02/2019
Cetera Wealth Services, Llc Midlothian VA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 02/2019 → 08/2023
    Securian Financial Services Inc
    St. Paul, MN
  • 01/2019 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 01/2019 → Present
    Virginia Asset Management
    Midlothian, VA
  • 11/2018 → 01/2019
    Virginia Asset Management
    Midlothian, VA
  • 04/2018 → 11/2018
    Early Bird Biscuit Company
    Richmond, VA
  • 09/2016 → 04/2018
    Hebei University
    Baoding, Hebei
  • 08/2012 → 09/2016
    Virginia Tech
    Blacksburg, VA
  • 01/2019 → 02/2019
    Securian Financial Services Inc
    St. Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Midlothian, VA
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-04-10 → 2023-08-10
    Securian Financial Services, Inc.
    Midlothian, VA
    St. Paul, MN
Other Businesses

VAM FIXED INSURANCE 1) POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2019 ADDRESS: , Midlothian VA , United States DESCRIPTION: Agent/Broker 2)NAME OF OTHER BUSINESS: VIRGINIA ASSET MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2019 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-15
  • S66 Uniform Combined State Law Examination
    2019-03-15
Designations

View on SEC IAPD

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