Mark St Aubyn Vaught

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 04/2018
  Jackson National Life Distributors Llc
  Denver, CO
• 06/2018 → 09/2018
  Gwfs Equities, Inc.
  Greenwood Village, CO
• 04/2018 → 06/2018
  Unemployed
  Denver, CO
• 05/2020 → 08/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Denver, CO
• 09/2018 → 05/2020
  Native Trading
  Denver, CO
• 05/2019 → 05/2020
  Lululemon
  Aspen, CO
• 08/2020 → 08/2021
  Bank Of America, N.A.
  Denver, CO
• 08/2021 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 06/2018 → 08/2018
  Empower Retirement
  Greenwood Village, CO
• 08/2021 → Present
  Charles Schwab Bank Ssb
  Lone Tree, CO

Previous Registrations

• 2020-06-30 → 2021-08-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Denver, CO

Exams

• S66 Uniform Combined State Law Examination
  2020-06-27
• S63 Uniform Securities Agent State Law Examination
  2015-09-25

Other Names

• Mark St Aubyn Vaught
• Mark Vaught
• Mark Aubyn Vaught