Daniel Sburlati-Rupp

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 02/2019
  Wells Fargo Bank, Na
  Stamford, CT
• 01/2016 → 11/2016
  Wells Fargo Advisors, Llc
  Stamford, CT
• 11/2016 → 02/2019
  Wells Fargo Clearing Services, Llc
  Stamford, CT
• 02/2019 → 07/2020
  Raymond James & Associates
  Greenwich, CT
• 07/2020 → Present
  Ubs Financial Services Inc.
  Westport, CT

Previous Registrations

• 2019-02-08 → 2020-08-04
  Raymond James & Associates, Inc.
  Greenwich, CT
• 2016-03-29 → 2019-02-12
  Wells Fargo Clearing Services, Llc
  Stamford, CT
  Melville, NY
  Purchase, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-03-29
• S63 Uniform Securities Agent State Law Examination
  2015-07-16

Other Names

• Daniel I Rupp
• Daniel Rupp
• Daniel Isaac Rupp