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Citizens Securities, Inc. CRD 39550
$12.9B regulatory AUM 60,545 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-09-10 |
| NJ | RA | APPROVED | 2024-09-09 |
| NY | RA | APPROVED | 2024-06-05 |
Branch Locations
101 Delancey Ny313, New York, NY 10012 • United States
235 Canal Street Ny342, New York, NY 10013 • United States
300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Maxim Group Llc | New York | NY | 02/2018 | 11/2018 |
| Ecbargains.cOm | Melbourne | NY | 04/2007 | 01/2018 |
| J.P. Morgan Securities Llc | New York | NY | 11/2018 | 10/2022 |
| Jpmorgan Chase Bank, N.A | New York | NY | 11/2018 | 07/2021 |
| Jpmorgan Chase Bank, N.A | Forest Hills | NY | 07/2021 | 10/2022 |
| Jpmorgan Chase Bank, N.A | Forest Hills | NY | 10/2022 | 05/2024 |
| J.P. Morgan Securities Llc | Forest Hills | NY | 10/2022 | 05/2024 |
| Citizens Securities, Inc. | New York | NY | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-01 |
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