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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-11-24 |
Branch Locations
308 Southwest Dr., Silver Spring, MD 20910 • United States
Silver Spring, MD • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Co. | Bethesda | MD | 09/2007 | 04/2017 |
| Mml Investors Services Inc | Bethesda | MD | 09/2007 | 04/2017 |
| Coastal Equities, Inc. | Wilmington | DE | 02/2018 | 11/2022 |
| Coastal Investment Advisors, Inc | Wilmington | DE | 02/2018 | 11/2022 |
| Not Registered | Silver Spring | MD | 04/2017 | 02/2018 |
| Dempsey Lord Smith, Llc | Rome | GA | 11/2022 | 11/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2025 | Present |
| Dempsey Lord Smith | Rome | GA | 11/2022 | 03/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2025 | Present |
1. RELATION INSURANCE, 308 Southwest Drive, Silver Spring MD 20901, United States, 11/2025, Agent, Insurance/Benefits/Human Resources, INV REL, 30 HR/MO - 20 HR/MO TRADING 2. BRIAN HANEY, 308 Southwest Drive, Silver Spring MD 20901, United States, 11/2025, Owner, Consulting/Coaching, NIR, 10 HR/MO - 4 HR/MO TRADING 3. BLANTON FINANCIAL GROUP, 1156 BOWMAN ROAD, SUITE 200, MOUNT PLEASANT SC 29464, United States, 01/01/1990, Owner, DBA Name, INV REL, 150 HR/MO - 100 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-10 |
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