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Andrew Michael Swanson

Nikulski Financial, Inc.

Bettendorf, IA

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Current Employers
Nikulski Financial, Inc.

4275 Ontario Drive, Bettendorf, IA 52722 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2015-06-10
  • IA RA
    APPROVED
    Since 2015-06-10

Branch Locations

4275 Ontario Drive, Bettendorf, IA 52722 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nikulski Financial, Inc. Bettendorf IA 05/2014 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-01-09
  • S65 Uniform Investment Adviser Law Examination
    2015-01-09
Designations

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Bettendorf, IA
AUSDAL FINANCIAL PARTNERS, INC. · BETTENDORF, IA
OSAIC WEALTH, INC. · BETTENDORF, IA
AOT INVEST LLC · DAVENPORT, IA
OSAIC WEALTH, INC. · DAVENPORT, IA
LPL FINANCIAL LLC · BETTENDORF, IA
TFP MANAGEMENT, LLC · BETTENDORF, IA
EDWARD JONES · BETTENDORF, IA

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