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Caitlin Charlton

Sei Investments Management Corp

Oaks, PA

CRD 6511744

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Employer firm

Sei Investments Management Corp CRD 105146

$216B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Sei Investments Management Corp

One Freedom Valley Drive, Oaks, PA 19456 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-09-07
  • PA RA
    APPROVED
    Since 2017-09-07

Branch Locations

One Freedom Valley Drive, Oaks, PA 19456 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Scranton Ctle Scranton PA 09/2014 05/2017
Hartford Funds Radnor PA 05/2016 01/2017
University Of Scranton Scranton PA 09/2013 05/2017
Sei Investments Management Corporation Oaks PA 06/2017 Present
  • 09/2014 → 05/2017
    University Of Scranton Ctle
    Scranton, PA
  • 05/2016 → 01/2017
    Hartford Funds
    Radnor, PA
  • 09/2013 → 05/2017
    University Of Scranton
    Scranton, PA
  • 06/2017 → Present
    Sei Investments Management Corporation
    Oaks, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-07
  • S65 Uniform Investment Adviser Law Examination
    2017-09-07
Other Names
  • Caitlin Hanisco

View on SEC IAPD

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