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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-14 |
| FL | RA | APPROVED | 2025-02-03 |
Branch Locations
1000 Corporate Dr, Suite 700 Radice Iii, Ft Lauderdale, FL 33334-3637 • United States
Pembroke Pines, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 06/2015 | 06/2021 |
| Bank Of America, N.A. | Miami | FL | 10/2019 | 06/2021 |
| Ellevest | New York | NY | 01/2022 | 01/2025 |
| Ellevest | New York | NY | 06/2021 | 01/2022 |
| Mml Investors Services Llc | Ft Lauderdale | FL | 01/2025 | Present |
| Massmutual Life Insurance Co | Ft Lauderdale | FL | 01/2025 | Present |
(1) Name: Women's Fund Miami Dade Inv Rel: N Add: 3109 Grand Ave #176 Coconut Grove FL 33133 Nature: Nonprofit for women and girls Position: Board Member Start date: 12/1/2024 No hrs/mo: 4 No hrs/mo dur trading: 0 Describe duties: Helping philanthropists and community leaders be involved in our mission of creating positive change for women and girls through grant making, advocacy, research, and leveraging collective impact. (2) Name: Maria A. Delgado Inv Rel: Y Add: At Residential Address Nature: Outside Insurance Sales Position: Insurance Broker Start date: 09/01/2025 No hrs/mo: 5 No hrs/mo dur trading: 1 Describe duties: Life, Disability, Long-term care, Fixed annuities, and Health (3) Name: Her Two Cents LLC Inv Rel: Y Add: At Residential Address Nature/Duties: Owner of LLC used for business expenses purposes relating to financial advisory practice. Position: Manager Start date: 02/21/2025 No hrs/mo: 5 No hrs/mo dur trading: 2
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-01-07 |
| S66 | Uniform Combined State Law Examination | 2016-06-25 |
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