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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2018-10-22
  • KY RA
    APPROVED
    Since 2018-10-22

Branch Locations

43 N. Maple Street, Winchester, KY 40391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2015 10/2018
Raymond James Financial Services, Inc Winchester KY 10/2018 Present
Raymond James Financial Services Advisors, Inc Winchester KY 10/2018 Present
Central Bank & Trust Winchester KY 10/2018 Present
Central Investment Center Inc. Winchester KY 03/2020 Present
Central Investment Center Inc. Winchester KY 03/2020 Present
Central Investment Center Inc. Winchester KY 03/2020 Present
Central Bank & Trust Winchester KY 03/2020 Present
  • 06/2015 → 10/2018
    St Louis, MO
  • 10/2018 → Present
    Raymond James Financial Services, Inc
    Winchester, KY
  • 10/2018 → Present
    Winchester, KY
  • 10/2018 → Present
    Central Bank & Trust
    Winchester, KY
  • 03/2020 → Present
    Central Investment Center Inc.
    Winchester, KY
  • 03/2020 → Present
    Central Investment Center Inc.
    Winchester, KY
  • 03/2020 → Present
    Central Investment Center Inc.
    Winchester, KY
  • 03/2020 → Present
    Central Bank & Trust
    Winchester, KY
Previous Registrations
  • 2015-08-25 → 2018-10-22
    Lextington, KY
    St Louis, MO
    Lexington, KY
Other Businesses

(1)Name of Business: Central Bank & Trust Address: 43 N Maple St, Winchester, KY, 40391, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 03/13/2020 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Sell and service investment clients. (2)Name of Business: Central Investment Center Inc. Address: 43 N Maple St, Winchester, KY, 40391, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 03/13/2020 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: These activities are concurrent with my Raymond James activies.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-24
  • S66 Uniform Combined State Law Examination
    2015-08-24
Other Names
  • John Saunier
  • John Shannon Saunier
  • John S Saunier

View on SEC IAPD

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