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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-07-14 |
| SC | RA | APPROVED | 2026-04-09 |
| NC | RA | APPROVED | 2025-05-27 |
| NH | RA | APPROVED | 2025-05-22 |
| PA | RA | APPROVED | 2024-10-15 |
| NY | RA | APPROVED | 2024-09-09 |
| CT | RA | APPROVED | 2024-04-15 |
| MD | RA | APPROVED | 2023-08-25 |
| FL | RA | APPROVED | 2022-01-27 |
| AZ | RA | APPROVED | 2022-01-05 |
| CA | RA | APPROVED | 2021-04-19 |
| NJ | RA | APPROVED | 2021-01-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Lindenhurst | NY | 06/2015 | 10/2020 |
| Guardian Life Insurance Co Of America | Wall | NJ | 12/2020 | Present |
| Park Avenue Securities, Llc | Wall | NJ | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-10 |
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