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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-01-18
  • MO RA
    APPROVED
    Since 2022-01-18

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

St. Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc St Louis MO 10/2004 12/2021
Spencers Gifts St. Louis MO 06/2000 Present
Charles Schwab & Co., Inc. St. Louis MO 12/2021 Present
Charles Schwab Bank, Ssb St. Louis MO 04/2022 Present
Charles Schwab Premiere Bank St. Louis MO 04/2022 Present
Charles Schwab Trust Bank St. Louis MO 04/2022 Present
Charles Schwab Trust Company St. Louis MO 04/2022 Present
Charles Schwab Trust Company Of Delaware St. Louis MO 04/2022 Present
  • 10/2004 → 12/2021
    Scottrade, Inc
    St Louis, MO
  • 06/2000 → Present
    Spencers Gifts
    St. Louis, MO
  • 12/2021 → Present
    St. Louis, MO
  • 04/2022 → Present
    Charles Schwab Bank, Ssb
    St. Louis, MO
  • 04/2022 → Present
    Charles Schwab Premiere Bank
    St. Louis, MO
  • 04/2022 → Present
    Charles Schwab Trust Bank
    St. Louis, MO
  • 04/2022 → Present
    Charles Schwab Trust Company
    St. Louis, MO
  • 04/2022 → Present
    Charles Schwab Trust Company Of Delaware
    St. Louis, MO
Previous Registrations
  • 2021-02-19 → 2022-01-18
    Td Ameritrade, Inc.
    St. Louis, MO
    Omaha, NE
Other Businesses

Name: Peppe's Apt 2, Role: Account Payable, Type: Restaurant Or Bar Work, Start Date: 04/26/2020, Investment Related?: No, Address: 800 S Geyer Rd, Kirkwood, MO 63122, Number of Hours/Mo: 20, Duties: I will be assisting with invoices and other accounting duties.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-18
S63 Uniform Securities Agent State Law Examination 2006-12-11
  • S66 Uniform Combined State Law Examination
    2021-02-18
  • S63 Uniform Securities Agent State Law Examination
    2006-12-11

View on SEC IAPD

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