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Thomas Matthew Gallatin

Stifel, Nicolaus & Company, Incorporated

Dallas, TX

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-05
  • TX RA
    APPROVED
    Since 2022-05-05

Branch Locations

2850 North Harwood 18Th Floor & 17Th Floor, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Frisco TX 12/2018 01/2019
Plainscapital Bank Dallas TX 10/2017 11/2018
Grand Bank Of Texas Dallas TX 06/2016 10/2017
Bank Of America, N.A. Frisco TX 01/2019 05/2022
Stifel Nicolaus & Co Inc Dallas TX 05/2022 Present
  • 12/2018 → 01/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Frisco, TX
  • 10/2017 → 11/2018
    Plainscapital Bank
    Dallas, TX
  • 06/2016 → 10/2017
    Grand Bank Of Texas
    Dallas, TX
  • 01/2019 → 05/2022
    Bank Of America, N.A.
    Frisco, TX
  • 05/2022 → Present
    Stifel Nicolaus & Co Inc
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-08
  • S66 Uniform Combined State Law Examination
    2019-05-08
Other Names
  • Thomas M Gallatin
  • Thomas Gallatin

View on SEC IAPD

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