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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-05 |
| SC | RA | APPROVED | 2018-05-10 |
Branch Locations
850 Morrison Drive Suite 800, Charleston, SC 29403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Austin | TX | 05/2015 | 07/2017 |
| South Carolina Federal Credit Union | Charleston | SC | 07/2017 | 04/2018 |
| Cuso Financial Services, Lp | San Diego | CA | 07/2017 | 04/2018 |
| Morgan Stanley | Charleston | SC | 05/2018 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-01 |
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