Christopher Ray Smith

Current Employers

Employment History

• 11/2014 → 11/2016
  Wells Fargo Advisors, Llc
  Florence, AL
• 11/2016 → 07/2022
  Wells Fargo Clearing Services
  Florence, AL
• 07/2022 → Present
  Cb&S Financial Services
  Florence, AL
• 07/2022 → 02/2025
  Concourse Financial Group Securities Inc
  Florence, AL
• 02/2025 → Present
  Cetera Wealth Services, Llc
  Florence, AL
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2022-07-01 → 2025-02-20
  Concourse Financial Group Securities, Inc.
  Florence, AL
  Birmingham, AL
• 2014-11-20 → 2022-07-12
  Wells Fargo Clearing Services, Llc
  Birmingham, AL
  Florence, AL
  Winfield, AL
  Florence, AL
  Foley, AL
  Muscle Shoals, AL
  Anderson, AL
  Bessemer, AL
  Florence, AL
  Florence, AL
  Birmingham, AL
  Hartselle, AL
  Decatur, AL
  Guin, AL
  Hamilton, AL
• 2009-06-01 → 2014-11-25
  Morgan Stanley
  Huntsville, AL
  Florence, AL
• 2008-11-21 → 2009-06-01
  Morgan Stanley & Co. Llc
  Huntsville, AL
• 2004-11-15 → 2008-11-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Florence, AL
  Florence, AL

Other Businesses

CB&S FINANCIAL SERVICES (A DIVISION OF CB&S BANK); Investment Related; 2975 Hough Road, Florence, AL 35630; Financial Services; Financial Services Representative; Start Date 07/2022; 160 hours, more or less, per month with the majority of hours per month occurring during trading hours; Offer financial and investment products and services to CB&S Bank Customers. >> INSURANCE SALES; Investment Related; 2975 Hough Road, Florence, AL 35630; Insurance; Independent Insurance Producer; Start Date 2004; 5-10 hours per month with some hours occurring during trading hours; Insurance product sales and service.

Exams

• S66 Uniform Combined State Law Examination
  2004-11-12

Designations

Other Names

• Christopher R Smith