Best Investors Account Sign in

Kimberly M. Short

Raymond James & Associates, Inc.

New York, NY

New York, NY

Manhasset, NY

Claim This Profile
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2020-01-08
NJ RA APPROVED 2017-02-23
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2020-01-08
  • NJ RA
    APPROVED
    Since 2017-02-23

Branch Locations

New York, NY • United States

320 Park Avenue Fl 14, New York, NY 10022 • United States

Manhasset, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc New York NY 01/2015 09/2016
Raymond James & Associates, Inc. New York NY 09/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-28
S63 Uniform Securities Agent State Law Examination 2015-12-22
  • S66 Uniform Combined State Law Examination
    2016-11-28
  • S63 Uniform Securities Agent State Law Examination
    2015-12-22
Other Names
  • Kimberly Short

View on SEC IAPD

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor