Michael Raymond Hazen

Current Employers

Employment History

• 04/2016 → 03/2017
  Kestra Financial Services, Inc.
  Austin, TX
• 03/2017 → 12/2019
  Cetera Advisors Networks Llc
  El Segundo, CA
• 03/2017 → 12/2019
  Cetera Advisors Llc
  Denver, CO
• 03/2017 → 12/2019
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 03/2017 → 12/2019
  Cetera Investment Services Llc
  Saint Cloud, MN
• 03/2017 → 12/2019
  First Allied Securities, Inc.
  San Diego, CA
• 03/2017 → 12/2019
  Summit Brokerage Services, Inc.
  Boca Raton, FL
• 03/2017 → 11/2017
  Girard Securities, Inc.
  San Diego, CA
• 04/2017 → 12/2019
  Cetera Financial Group
  San Diego, CA
• 10/2020 → Present
  Verity Asset Management
  Durham, NC
• 10/2020 → Present
  Verity Financial Group
  Durham, NC
• 01/2020 → 09/2020
  Unemployed
  Austin, TX
• 01/2026 → Present
  The Leaders Group Inc
  Summit, NJ

Previous Registrations

• 2017-04-26 → 2020-01-15
  Cetera Wealth Services, Llc
  San Diego, CA
• 2016-04-22 → 2017-04-22
  Kestra Advisory Services, Llc
  Austin, TX
• 2015-11-09 → 2016-09-22
  Kestra Investment Services, Llc
  Austin, TX

Other Businesses

1) VERITY ASSET MANAGEMENT - 10/15/2020 - 280 S Mangum Street, Durham, NC, 27701 -Director of Compliance, Compliance Operations, Invt Rel, Registered Investment Advisor, 160 hrs/mo; 160 hrs/mo (during trading hours). 2) VERITY FINANCIAL GROUP - 10/15/2020 - 280 S Mangum Street, Durham, NC, 27701 - Director of Compliance, Compliance Operations, Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 3) THE GIDEONS INTERNATIONAL - 4/14/2025 - Austin, TX - Volunteer, Chapter President, Not Invt Rel, Charitable Organization, 4 hrs/mo; 4 hrs/mo (during trading hours). 4) EPIZEUXIS, LLC - 8/8/2025 - Austin, TX - Managing Member, Administrative duties, Not Int Rel, Holding company, 1 hr/mo; 1 hr/mo (during trading hours).

Exams

• S66 Uniform Combined State Law Examination
  2015-10-29
• S63 Uniform Securities Agent State Law Examination
  2005-05-12

Other Names

• Mike Hazen
• Michael Raymond Hazen
• Michael Hazen