Tiffany Richelle Wax

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → Present
  Charles Schwab & Co., Inc.
  Orlando, FL
• 06/2017 → Present
  Charles Schwab Bank
  Orlando, FL
• 01/2019 → Present
  Charles Schwab Trust Bank
  Orlando, FL
• 11/2020 → Present
  Charles Schwab Premiere Bank
  Orlando, FL

Other Businesses

2) Start Date = 09-19-20| FINRA| VOLUNTEER ARBITRATOR| BOCA RATON, FL| Hours/Month = Less than 20| VOLUNTEER ARBITRATOR SERVING ONLY IF/WHEN SELECTED. 3) FLORIDA BAR | INVESTMENT-RELATED | 651 E. Jefferson St., Tallahassee, FL 32399 | LEGAL SERVICES | COMMITTEE MEMBER | 06/10/2020 | LESS THAN 20 HPM | NONE DURING TRADING HRS. | ATTORNEY COMMITTEE MEMBER OF FLORIDA BAR CONSUMER PROTECTION COMMITTEE. 4) Florida New Motor Vehicle Arbitration Board | NOT INVESTMENT-RELATED | FLORIDA | GOVERNMENT | PUBLIC OFFICIAL | 07/01/2021 | LESS THAN 20 HPM | NONE DURING TRADING HRS | Appointed arbitrator to New Motor Vehicle- Lemon Law Board. Board hears complaints involving allegations of vehicles alleged to be "lemons." No financial or investment related responsibilities involved. 5) Better Business Bureau - Auto Line | Investment Related: No | Alternative dispute resolution | Auto Line Arbitrator | 2023-05-30 | Hours Per Month: Less than 20|Hours Spent during Security Trading: 0 | Arbitrate new automobile disputes.

Exams

• S66 Uniform Combined State Law Examination
  2017-02-23
• S63 Uniform Securities Agent State Law Examination
  2016-08-19