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Colton Lane Dooley

Cetera Investment Advisers LLC

Meridian, MS

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-24
MS RA APPROVED 2024-05-07
  • TX RA
    APPROVED_RES
    Since 2024-05-24
  • MS RA
    APPROVED
    Since 2024-05-07

Branch Locations

406 22Nd Avenue, Meridian, MS 39301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Meridian MS 09/2021 04/2024
Citizens National Bank Meridian MS 11/2016 08/2021
Citizens National Bank Meridian MS 06/2015 10/2016
Cetera Investment Advisers Llc Meridian MS 05/2024 Present
Cetera Investment Services Llc Saint Cloud MN 05/2024 Present
Regions Bank Meridian MS 05/2024 Present
  • 09/2021 → 04/2024
    Stifel, Nicolaus & Company, Incorporated
    Meridian, MS
  • 11/2016 → 08/2021
    Citizens National Bank
    Meridian, MS
  • 06/2015 → 10/2016
    Citizens National Bank
    Meridian, MS
  • 05/2024 → Present
    Cetera Investment Advisers Llc
    Meridian, MS
  • 05/2024 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 05/2024 → Present
    Regions Bank
    Meridian, MS
Previous Registrations
Other Businesses

1.) BOARD MEMBER FOR CLARKDALE COMMUNITY RECREATION ASSOCIATION, 1/HR/WK.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-18
  • S66 Uniform Combined State Law Examination
    2021-12-18
Other Names
  • Colton Lane Dooley
  • Colton Dooley

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
EDWARD JONES
EAGLE STRATEGIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE FARM INVESTMENT MANAGEMENT CORP.
STIFEL, NICOLAUS & COMPANY, INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

WILLIAM BRADFORD REYNOLDS
Robert Samuel Ford
John Derek Glicco
CHRISTOPHER WADE ISOM
Mary Jane Malone
RICHARD LAMAR HAMNER
Michael Jay Jenkins
ELLIS GERALD MITCHELL

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Meridian, MS
EDWARD JONES · MERIDIAN, MS
EAGLE STRATEGIES LLC · MERIDIAN, MS
EDWARD JONES · MERIDIAN, MS
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MERIDIAN, MS
STATE FARM INVESTMENT MANAGEMENT CORP. · Merdian, MS
STIFEL, NICOLAUS & COMPANY, INCORPORATED · MERIDIAN, MS
EDWARD JONES · MERIDIAN, MS

More in Meridian, MS

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