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Adam Burton

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-12
  • TX RA
    APPROVED
    Since 2023-05-12

Branch Locations

13355 Noel Rd, Dallas, TX 75240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Agape Family Worship Center Rahway NJ 04/2008 10/2018
Dea Horns Rahway NJ 03/2005 04/2017
Edward Jones St Louis MO 05/2016 11/2018
Regulus, Llc Kentwood MI 11/2018 04/2022
Regal Investment Advisors, Llc Kentwood MI 11/2018 04/2022
Citigroup Irving TX 04/2022 04/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 04/2023 Present
Bank Of America, N.A. Dallas TX 06/2023 Present
Previous Registrations
  • 2022-06-08 → 2023-05-04
    Citigroup Global Markets Inc.
    Irving, TX
  • 2018-12-05 → 2022-05-23
    Regal Investment Advisors Llc
    Cranford, NJ
    Kentwood, MI
    San Jose, CA
    San Jose, CA
    Dallas, TX
  • 2016-05-23 → 2018-11-14
    Edward Jones
    Middlesex, NJ
    Rahway, NJ
    Rahway, NJ
    St Louis, MO
  • 2016-03-03 → 2016-05-23
    Quest Capital Strategies, Inc.
    Rahway, NJ
    Laguna Hills, CA
    Laguna Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-02
  • S66 Uniform Combined State Law Examination
    2016-03-02
Other Names
  • Adam Burton
  • Adam Gabriel Burton

View on SEC IAPD

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Other Offices

RETIREMENT ADVISORS, LLC · DALLAS, TX
7TH HARVEST INVESTMENTS · DALLAS, TX
ADVISOR RESOURCE COUNCIL · Dallas, TX
PRIME SENTRY WEALTH MANAGEMENT LLC · ADDISON, TX
OPENAIR FINANCIAL, LLC · Dallas, TX
GENEOS WEALTH MANAGEMENT, INC. · Addison, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Addison, TX
KESTRA ADVISORY SERVICES, LLC · ADDISON, TX

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