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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-02-16 |
| RI | RA | APPROVED | 2026-01-08 |
| TX | RA | APPROVED_RES | 2025-10-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Funds Distributor, Llc | Boston | MA | 06/2015 | 10/2021 |
| Allspring Funds Distributor, Llc | Boston | MA | 11/2021 | 07/2024 |
| Allspring Funds Distributor, Llc | Boston | MA | 08/2024 | 09/2025 |
| Wells Fargo Clearing Services, Llc | Boston | MA | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-10 |
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