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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-05-22
  • CA RA
    APPROVED
    Since 2023-05-22

Branch Locations

7740 Edison Ave Ste 101-E, Fontana, CA 92336 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Fontana CA 07/2015 Present
New York University New York NY 09/2012 Present
Primerica Financial Services Fontana CA 06/2012 Present
Bestow Inc Dallas TX 11/2021 Present
  • 07/2015 → Present
    Fontana, CA
  • 09/2012 → Present
    New York University
    New York, NY
  • 06/2012 → Present
    Primerica Financial Services
    Fontana, CA
  • 11/2021 → Present
    Bestow Inc
    Dallas, TX
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-25
S63 Uniform Securities Agent State Law Examination 2015-07-21
  • S65 Uniform Investment Adviser Law Examination
    2023-04-25
  • S63 Uniform Securities Agent State Law Examination
    2015-07-21
Other Names
  • Fay Carina Koh

View on SEC IAPD

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