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Inactive

Roger K Brinks

Pks Advisory Services, LLC

Albany, NY

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Current Employers
Pks Advisory Services, Llc

80 State Street, Albany, NY 12207 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-05
MI RA APPROVED 2020-06-18
  • TX RA
    APPROVED_RES
    Since 2026-05-05
  • MI RA
    APPROVED
    Since 2020-06-18

Branch Locations

80 State Street, Albany, NY 12207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Michigan Advisors, Inc. Southfield MI 06/2015 06/2020
Pks Advisory Services, Llc Albany NY 06/2020 Present
Previous Registrations
  • 2015-08-18 → 2020-10-22
    Michigan Advisors, Inc
    Kalamazoo, MI
    Albany, NY
    Portage, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-15
  • S65 Uniform Investment Adviser Law Examination
    2015-08-15

View on SEC IAPD

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Other Offices

ALLSQUARE WEALTH MANAGEMENT, LLC · ALBANY, NY
CETERA INVESTMENT ADVISERS LLC · ALBANY, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Albany, NY
MPWM ADVISORY SOLUTIONS LLC · ALBANY, NY
CITIZENS SECURITIES, INC. · ALBANY, NY
LPL FINANCIAL LLC · ALBANY, NY
THE AFFINITY GROUP, LLC · ALBANY, NY
WELLS FARGO CLEARING SERVICES, LLC · ALBANY, NY

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