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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2020-08-13 |
| TX | RA | APPROVED | 2020-08-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Owosso | MI | 07/2017 | 08/2020 |
| Capital Group | Carmel | IN | 06/2015 | 06/2017 |
| Stifel Nicolaus & Co Inc | Owosso | MI | 08/2020 | Present |
1. Memorial Healthcare Foundation; 826 W King St, Owosso, MI 48867; Local foundation that provides funds to Community Initiative Programs; Member of the Community Action Board; Help with annual events and fundraisers; 06/02/2021; 10 Hours per Quarter; During Securities Trading Hours; Not Investment-Related. 2. Owosso High School CTE Advisory Board; 765 E North St, Owosso, MI 48867; Career and technical education program to help students for different fields; Member of Board; Assist program with real world experience; 03/01/2022; 4 Horus per Year; During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-26 |
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