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Account
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53 State Street 28Th Floor, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-08-26 |
| OR | RA | APPROVED | 2022-08-08 |
| NV | RA | APPROVED | 2022-07-12 |
| AZ | RA | APPROVED | 2022-07-08 |
| NJ | RA | APPROVED | 2022-06-29 |
| UT | RA | APPROVED | 2022-06-29 |
| CA | RA | APPROVED | 2022-06-28 |
| CO | RA | APPROVED | 2022-06-28 |
| HI | RA | APPROVED | 2022-06-28 |
| ID | RA | APPROVED | 2022-06-28 |
| IN | RA | APPROVED | 2022-06-28 |
| LA | RA | APPROVED | 2022-06-28 |
| MN | RA | APPROVED | 2022-06-28 |
| NY | RA | APPROVED | 2022-06-28 |
| PA | RA | APPROVED | 2022-06-28 |
| TX | RA | APPROVED | 2022-06-28 |
| VA | RA | APPROVED | 2022-06-28 |
| WA | RA | APPROVED | 2022-06-28 |
Branch Locations
1437 7Th Street Suite 300, Santa Monica, CA 90401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2018 | 09/2019 |
| Ldl General Contractors, Inc. | Moorpark | CA | 06/2015 | 05/2018 |
| San Jose State University | San Jose | CA | 08/2013 | 05/2017 |
| Silicon Valley Bank | Santa Clara | CA | 09/2019 | 03/2023 |
| Svb Wealth Advisory Inc | Santa Clara | CA | 09/2020 | 06/2022 |
| Svb Wealth Llc | Santa Clara | CA | 06/2022 | Present |
| Svb Investment Services Inc | Santa Clara | CA | 06/2022 | 12/2023 |
| First Citizens Investor Services | Raleigh | NC | 12/2023 | Present |
SVB Wealth LLC- Position is VP I, PBWM Portfolio Management; Started 06/2022; FTE employee; Provide wealth management advise to SVBW clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-30 |
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