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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-04-21 |
| TX | RA | APPROVED_RES | 2025-07-22 |
| FL | RA | APPROVED | 2025-03-17 |
| KY | RA | APPROVED | 2022-11-11 |
Branch Locations
4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance | Charleston | SC | 09/2019 | 04/2021 |
| Nylife Securities Llc | Charleston | SC | 02/2020 | 04/2021 |
| Unemployed | Louisville | KY | 08/2009 | 09/2019 |
| Unemployed | Charleston | SC | 04/2021 | 10/2022 |
| Baird | Louisville | KY | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-11 |
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