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Mitchell Dennis Zweber

360 Financial

Wayzata, MN

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Current Employers
360 Financial

849 Lake Street East, Wayzata, MN 55391 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-10-03
  • MN RA
    APPROVED
    Since 2024-10-03

Branch Locations

849 Lake Street East, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Form St. Louis Park MN 06/2015 07/2019
The Prudential Insurance Company Of America St Louis Park MN 09/2015 07/2019
Wells Fargo Bank, Na Lakeville MN 07/2019 09/2024
Wells Fargo Clearing Services, Llc Lakeville MN 08/2019 09/2024
Lpl Financial Llc Wayzata MN 10/2024 Present
360 Financial Wayzata MN 10/2024 Present
360 Financial Wayzata MN 09/2024 Present
Independent Insurance Agent Wayzata MN 06/2015 Present
  • 06/2015 → 07/2019
    Pruco Securities Llc Form
    St. Louis Park, MN
  • 09/2015 → 07/2019
    The Prudential Insurance Company Of America
    St Louis Park, MN
  • 07/2019 → 09/2024
    Wells Fargo Bank, Na
    Lakeville, MN
  • 08/2019 → 09/2024
    Lakeville, MN
  • 10/2024 → Present
    Lpl Financial Llc
    Wayzata, MN
  • 10/2024 → Present
    Wayzata, MN
  • 09/2024 → Present
    Wayzata, MN
  • 06/2015 → Present
    Independent Insurance Agent
    Wayzata, MN
Previous Registrations
Other Businesses

1 - 09/20/2024 - 360 Financial - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 40 Hours During Trading - At reported business location(s). 2 - 10/22/2024 - 360 Financial - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 09/23/2024 - 120 Hours Per Month/ 40 Hours During Trading - I provide investment advisory services through 360 Financial, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-01
S63 Uniform Securities Agent State Law Examination 2015-08-19
  • S65 Uniform Investment Adviser Law Examination
    2016-09-01
  • S63 Uniform Securities Agent State Law Examination
    2015-08-19
Other Names
  • Mitchell Dennis Zweber
  • Mitch Dennis Zweber
  • Mitchell Zweber
  • Mitch Zweber

View on SEC IAPD

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