Mark Patrick Monahan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2024-12-02

MA RA
APPROVED

Since 2024-12-02

Branch Locations

Gardner, MA • United States

285 Billerica Rd Ste 201, Chelmsford, MA 01824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Advent Benefit Consultants	Ayer	MA	11/2015	Present
Lpl Financial	Ayer	MA	11/2024	Present
Crosspoint Financial Advisors, Llc	Ayer	MA	11/2024	Present

11/2015 → Present

Advent Benefit Consultants

Ayer, MA
11/2024 → Present

Lpl Financial

Ayer, MA
11/2024 → Present

Crosspoint Financial Advisors, Llc

Ayer, MA

Previous Registrations

2020-07-07 → 2024-10-10

On Investment Management Co

Ayer, MA

Other Businesses

1. 11/08/2024- MINOT INSURANCE AGENCY, LLC- Insurance Agency- Inv Rel- MA 01440- 1 Hr Per Mnth- Start Date 09/24/2024 2. 11/08/2024- Mark Monahan- Notary- Inv Rel- MA 01440- 1 Hr Per Mnth- 1 Hr During Trading- Start Date 11/01/2013 3. 11/08/2024- Crosspoint Financial Advisors, LLC- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- Start Date 10/30/2024

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-08-10

S66 Uniform Combined State Law Examination

2015-08-10

Other Names

Mark Monahan

View on SEC IAPD