Ankit Palan

Current Employers

Cross Financial Advisors

11600 Sw Shilo Lane Suite 100, Portland, OR 97225 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2017-11-27
CA	RA	APPROVED	2017-11-15

OR RA
APPROVED

Since 2017-11-27
CA RA
APPROVED

Since 2017-11-15

Branch Locations

11600 Sw Shilo Lane Suite 100, Portland, OR 97225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Foresters Financial Services	Beaverton	OR	06/2015	08/2017
Lpl Financial Llc	Beaverton	OR	08/2017	Present
Cross Financial Advisors, Llc	Beaverton	OR	08/2017	Present

06/2015 → 08/2017

Foresters Financial Services

Beaverton, OR
08/2017 → Present

Lpl Financial Llc

Beaverton, OR
08/2017 → Present

Cross Financial Advisors, Llc

Beaverton, OR

Other Businesses

1. 8/16/2017 - Cross Financial Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 11/16/2017 - Cross Financial Advisors, LLC - DBA: (HYBRID) Cross Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 11/09/2017 - 80 Hours Per Month/60 Hours During Securities Trading - I provide investment advisory services through Cross Financial Advisors, LLC, an independent investment advisor firm. I started this business activity in 11/2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 12/10/2020 - Cross Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 12/29/2020 - Good Life Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/14/2020 - 5 Hours Per Month/0 Hours During Securities Trading 5. 07/25/2023 - Ankit Palan - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/20/2023 - 40 Hours Per Month/ 8 Hours During Trading 6.04/29/2025 - Palan Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Investment Related -At Reported Business Location(s) - 160 Hrs/Mth - 80 Hrs During Trading - Start Date: 04/24/2025

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-11-02
S63	Uniform Securities Agent State Law Examination	2015-08-17

S65 Uniform Investment Adviser Law Examination

2017-11-02
S63 Uniform Securities Agent State Law Examination

2015-08-17