Broderick Michael Kelly

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mount Pleasant, SC

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-10-15
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED	2019-12-11
CT	RA	APPROVED	2019-11-18

SC RA
APPROVED

Since 2025-10-15
NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED

Since 2019-12-11
CT RA
APPROVED

Since 2019-11-18

Branch Locations

75 Port City Lndg, Mount Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	02/2018	Present
Goldman Sachs	New York	NY	03/2017	12/2017
Unemployed	Hoboken	NJ	12/2017	02/2018
Unemployed	Hoboken	NJ	12/2016	03/2017
Hudson River Industries	Schenectady	NY	07/2016	12/2016
Insight Global	New York	NY	01/2017	01/2017
Bank Of America, N.A.	New York	NY	04/2022	Present

02/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
03/2017 → 12/2017

Goldman Sachs

New York, NY
12/2017 → 02/2018

Unemployed

Hoboken, NJ
12/2016 → 03/2017

Unemployed

Hoboken, NJ
07/2016 → 12/2016

Hudson River Industries

Schenectady, NY
01/2017 → 01/2017

Insight Global

New York, NY
04/2022 → Present

Bank Of America, N.A.

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-11-15

S66 Uniform Combined State Law Examination

2019-11-15

Other Names

Broderick M Kelly
Brodie Michael Kelly
Broderick Kelly

View on SEC IAPD

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