Robert James Graff

Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 11/2017
  Moelis & Company Llc
  Boston, MA
• 01/2018 → 03/2021
  Fidelity Investments
  Boston, MA
• 12/2017 → 12/2017
  Unemployed
  Boston, MA
• 03/2021 → 09/2023
  Aegon Asset Management
  Chicago, IL
• 09/2023 → Present
  Neuberger Berman
  Chicago, IL

Other Businesses

Since January 2022, I've acted as Treasurer of the Homeowner's Association for my primary residence. In my role I make sure the association's bills are paid; I collect monthly dues and I coordinate contractors for maintenance and repairs. I devote 0 hours during business hours and approximately 2 hours per month during non-business hours. This role is non-investment related and I receive no compensation.

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-03-22

Designations

• Chartered Financial Analyst

Other Names

• Robert James Graff
• Robert James Graff