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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-21
CO RA APPROVED 2018-10-01
  • TX RA
    APPROVED_RES
    Since 2025-08-21
  • CO RA
    APPROVED
    Since 2018-10-01

Branch Locations

Centennial, CO • United States

720 South Colorado Boulevard Suite 1100, Glendale, CO 80246 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of America Life Insurance Company Englewood CO 03/2008 08/2018
Mutual Of America Securities Corporation Englewood CO 03/2008 08/2018
Tiaa Glendale CO 09/2018 Present
Tiaa-Cref Individual & Institutional Services, Llc Glendale CO 09/2018 Present
  • 03/2008 → 08/2018
    Mutual Of America Life Insurance Company
    Englewood, CO
  • 03/2008 → 08/2018
    Mutual Of America Securities Corporation
    Englewood, CO
  • 09/2018 → Present
    Tiaa
    Glendale, CO
  • 09/2018 → Present
    Glendale, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-01
S63 Uniform Securities Agent State Law Examination 2005-03-03
  • S66 Uniform Combined State Law Examination
    2018-10-01
  • S63 Uniform Securities Agent State Law Examination
    2005-03-03

View on SEC IAPD

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