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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2017-05-03
  • HI RA
    APPROVED
    Since 2017-05-03

Branch Locations

56-565 Kamehameha Hwy, Kahuku, HI 96731 • United States

95-390 Kuahelani Avenue, Mililani, HI 96789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bancwest Investment Services Honolulu HI 04/2011 05/2017
First Hawaiian Bank Mililani HI 04/2011 Present
Raymond James Financial Services, Inc. Honolulu HI 05/2017 Present
Raymond James Financial Services Advisors Inc. Pearl City HI 05/2017 Present
First Hawaiian Advisors Mililani HI 05/2017 Present
  • 04/2011 → 05/2017
    Bancwest Investment Services
    Honolulu, HI
  • 04/2011 → Present
    First Hawaiian Bank
    Mililani, HI
  • 05/2017 → Present
    Raymond James Financial Services, Inc.
    Honolulu, HI
  • 05/2017 → Present
    Pearl City, HI
  • 05/2017 → Present
    First Hawaiian Advisors
    Mililani, HI
Previous Registrations
  • 2011-04-18 → 2017-05-02
    Bancwest Investment Services, Inc.
    Aiea, HI
    Pearl City, HI
    Ewa Beach, HI
    Honolulu, HI
    Aiea, HI
    Aiea, HI
    Aiea, HI
  • 2005-06-27 → 2011-04-11
    Honolulu, HI
    Honolulu, HI
Other Businesses

(1)Name of Business: First Hawaiian Advisors Address: 95-390 Kuahelani Avenue Suite 4-A, Mililani, HI, 96789, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/03/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Wealth Advisor offering investment, insurance, and retirement planning services. (2)Name of Business: First Hawaiian Bank Address: 95-390 Kuahelani Avenue Suite 4-A, Mililani, HI, 96789, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 04/01/2011 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Wealth Advisor, investment & retirement planning. Insurance products and services. (3)Name of Business: Mental Health Kokua Address: 1221 Kapiolani Blvd, Ste 345, Honolulu, HI, 96732, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member Investment Related: Yes Start Date: 09/01/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Head of Finance Committee. Present financial status report with help of CFO to Board Members. Attend board member meetings and approve items recommended by the board.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-25
  • S66 Uniform Combined State Law Examination
    2005-06-25

View on SEC IAPD

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