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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2017-05-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bancwest Investment Services | Honolulu | HI | 04/2011 | 05/2017 |
| First Hawaiian Bank | Mililani | HI | 04/2011 | Present |
| Raymond James Financial Services, Inc. | Honolulu | HI | 05/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Pearl City | HI | 05/2017 | Present |
| First Hawaiian Advisors | Mililani | HI | 05/2017 | Present |
(1)Name of Business: First Hawaiian Advisors Address: 95-390 Kuahelani Avenue Suite 4-A, Mililani, HI, 96789, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/03/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Wealth Advisor offering investment, insurance, and retirement planning services. (2)Name of Business: First Hawaiian Bank Address: 95-390 Kuahelani Avenue Suite 4-A, Mililani, HI, 96789, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 04/01/2011 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Wealth Advisor, investment & retirement planning. Insurance products and services. (3)Name of Business: Mental Health Kokua Address: 1221 Kapiolani Blvd, Ste 345, Honolulu, HI, 96732, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member Investment Related: Yes Start Date: 09/01/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Head of Finance Committee. Present financial status report with help of CFO to Board Members. Attend board member meetings and approve items recommended by the board.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-25 |
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